On the postponement of 10c-1a SLATE approval, “The SEC decision to delay its approval by another 60 days and reopen the comment period can be seen to pose a further challenge to the industry in its preparation for compliance with the rule”, says Thomas Veneziano, Head of North America Product, in the latest issue of Securities Finance Times.
At Pirum, we are collaborating with Cappitech from S&P Global Market Intelligence, to help the industry navigate these challenges.