Tom Veneziano, Head of Product, Americas, joined a high-profile panel to discuss the SEC’s 10c-1a rule. The panel highlighted the tight January 2026 timeline and key uncertainties around scope and extraterritoriality. With firms under pressure to prepare for the regulatory regime, Tom emphasised the need for clarity and collaboration across the industry.
Read the full discussion and insights from the experts in Securities Finance Times’ article: SFS: The regulatory horizon for securities finance.
If you have questions about how 10c-1a may impact your firm, get in touch with Tom using the button below.