Tom Veneziano, Head of Product, Americas, joined a CASLA 2025 panel, which explored how geopolitics is impacting financial legislation and regulation. Tom highlighted the latest developments regarding the SEC’s 10c-1a regulation.
Read the highlights from the discussion in Securities Finance Times’ article: CASLA: Geopolitics presents heavy impact on financial legislation.
If you have questions about how 10c-1a may impact your firm, get in touch with Tom using the button below.