The U.S. Securities and Exchange Commission (SEC) has approved FINRA’s request to delay the compliance date for Rule 10c-1a from January 2, 2026 to September 28, 2026.
While this 9-month extension provides additional time, market participants should not become complacent. Preparation remains critical.
Pirum and S&P Global continue to collaborate closely to deliver a robust and efficient reporting solution for the industry, ensuring readiness well ahead of the new deadline.
To learn more about our solution and its industry impact, please get in touch.